Ramsay, Stattman, Vela & Price, Inc. stock holdings and annual report by SEC Form 13f filings Mar, 2024 (2024)

FAQs

What are the 13F reportable securities? ›

The Official List of Section 13(f) Securities primarily includes U.S. exchange-traded stocks (e.g., NYSE, AMEX, NASDAQ), shares of closed-end investment companies, and shares of exchange-traded funds (ETFs). Certain convertible debt securities, equity options, and warrants are on the Official List and may be reported.

Section 13(f) securities can be found on the Official List of Section 13(f) Securities. The Official List is published quarterly and is available for free on the SEC's website. It is not available in paper copy format or on computer disk. You can search for and retrieve Form 13F filings using the SEC's EDGAR database.

The Securities and Exchange Commission's (SEC) Form 13F is a quarterly report that is required to be filed by all institutional investment managers with at least $100 million in assets under management. It discloses their equity holdings and can provide insights into what the smart money is doing in the market.

Form 13Ds are similar to 13Fs but are more stringent; an investor with a large stake in a company must report all changes in that position within just 10 days of any action, meaning that it's much easier for outsiders to see what's happening much closer to real time than in the case of a 13F.

In late 2022, the Securities and Exchange Commission (SEC) adopted rule changes that will require institutional investment managers who file Form 13F to annually file a Form N-PX disclosing the manner in which they have voted on certain pay-related proposals held by the companies whose securities they hold.

The US Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) have jointly approved new regulations which will require hedge funds to confidentially disclose more information about their investment strategies to watchdogs on a quarterly basis, including on investments, borrowing and ...

Warren Buffett is arguably the best 13F to track. Because the “The Oracle of Omaha” has high conviction investments, a long holding period, and a dependable history, Buffett's 13F provides value unlike any other filing.

Institutional investment managers who exercise investment discretion over $100 million or more in Section 13(f) securities are required to submit Form 13F.

The Form 13F filings from the likes of Warren Buffett, Bill Ackman, David Tepper, Dan Loeb and others are closely watched for a sense of which companies and sectors have fallen in and out of favor with the most influential and successful investors.

Overall, Form 13F filings are an important resource for investors as they provide insights into the investment activity of large institutional investors and can help to inform investment decisions.

What is the difference between 13F and 13F HR? ›

13F-HR is the 13F Holdings Report and is used when all of your applicable securities are on the report. The 13F-HR can also be the 13F Combination Report which is used when some of your applicable securities are on the report and some are on someone else's report.

Hedge funds fall under the definition of "institutional investment managers", which SEC guidelines use to determine who is required to submit SEC form 13F filings. This means any fund with at least $100,000,000 assets under management is legally required to submit their form every quarter.

13D filings allow the investing public to see who a public company's large shareholders are, and, perhaps more importantly, why they have an interest in the company. These filings may be a precursor to hostile takeovers, company breakups, and other "change of control" events.

What Is Schedule 13D? Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a company's equity shares. Schedule 13D must be filed within 10 days of the filer reaching a 5% stake.

Securities Act Rule 13d-3 defines “beneficial owner” as “any person who, directly or indirectly, through any contract, arrangement, understanding, relationship, or otherwise has or shares: (1) Voting power which includes the power to vote, or to direct the voting of, such security; and/or, (2) Investment power which ...

A reportable security is generally any security that isn't otherwise considered to be exempt under SEC rules. Per SEC guidelines, reportable securities include all securities as defined in Section 202(a)(18) of the Advisers Act, with some exceptions. Those exceptions include: Direct obligations of the U.S. government.

Reportable Securities means the same as the term used in Rule 204A-1, and includes any common stock, preferred stock, closed end- investment company, Reportable Fund, debt securities, futures contracts and options on futures contracts relating to any stock, bond or index, and any other investment contract or other ...

SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. These reports require much of the same information about the company as is required in a registration statement for a public offering.

Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 require investors who beneficially own (directly or indirectly) more than 5 percent of a covered class of equity securities to publicly file a Schedule 13D or 13G.