Forms for Firms
To be completed by an Applicant seeking Membership to any NYSE Exchange or if the Applicant is seeking to add a new type of business on an NYSE Exchange
To be completed by Applicants seeking to conduct Market Maker activities on any NYSE Exchange
User Agreement to be completed by all Member Firms and NYSE Entities
To be completed by all Member Firms connecting to the NYSE Pillar platform to identify personnel authorized to conduct business with the NYSE Trading Operations Desk
To be completed by an entity registering as an Approved Person
Agreement to be completed between a Member and a Clearing Member wishing to establish a new clearing relationship on any Equities Exchange
Forms for Individuals
To be completed by Individuals seeking Exchange approval as a Clerk, Floor Broker, Floor Employee, Institutional Broker, Designated Market Maker, Nominee or Voting Designee on the respective NYSE Exchange.
To be completed by Individuals seeking Exchange approval as a Market Maker Authorized Trader (MMAT) on NYSE, NYSE Arca, NYSE American and/or NYSE National. The Exchange will review this document upon receipt, and Market Maker Registration becomes effective when the applicant receives approval notice from the Exchange.
The Market Maker Orientation is an introduction to NYSE Exchanges Market Maker access, obligations, requirements, and order types. Please review and certify that you have completed and understand the policies and procedures set forth in the Market Maker Orientation by signing the last page of the PowerPoint and keeping a copy for your records. The Exchange does not require a signed copy.
Market Specific Additional Forms and Applications
Algorithmic Routing Access Agreement
Additional Information
Information Memo 12-10 Amendments of Approved Persons
Membership Fees can be found in our Price List: NYSE Price List
Information Memo – New Membership Application and Updated Process for Material Change in Business
