Qualification/Validation Protocol Regulations and Requirements
Pharmaceutical oversight and guidance on a global level demand the highest standard of protocol.
The FDA, through the cGMP, requires a validation process for the quality assurance of a drug product. According to the FDA’svalidation process principles and practices, the following conditions should exist when preparing a validation protocol.
• Quality, safety, and efficacy are built into the product.
• The quality of the product cannot be adequately assured by in-process and finished-product inspection.
• Each step of a manufacturing project should be controlled to assure that the end product meets quality specifications.
The EU requirements for qualification and validation are similar. They define in the GMP requirement that drug manufacturers control the critical operational aspects through qualification and validation over the life cycle of the product and process. Any planned changes to the facilities, equipment, utilities and processes, which may affect the quality of the product, should be formally documented and the impact on the validated status or control strategy assessed. Computerized systems used for the manufacture of medicinal products should also be validated according to the requirements of Annex 11. The relevant concepts and guidance presented in ICH Q8, Q9, Q10 and Q11 should also be taken into account.
How to Write a Validation Protocol?
For pharmaceutical producers, Qualification & Validation protocol defines testing and documentation to show proof that the manufacturing process meets all requirements, every single time, without having any impact on the product. Much like an instruction manual, the outline covers: equipment used, raw ingredients used, how everything is processed, time involved, quality assurance strategies, contamination testing, and employee assignments. Scientists in the lab will develop the protocol based on hours of research and trials, in order to be compliant and approved directly for submission by the FDA authorities whatever the country.
There are four stages of process validation:
1. Process Design: The commercial manufacturing process is defined during this project stage based on facts gained during the research and development phase.
2. Process/equipment Qualification: series of tests to prove the reliability of the system by following and executing Installation, Operational and Performance Qualification (IOPQ).
3. Process Validation: series of test with and without product that proves the method is applicable and reliable for the customer product.
4. Continued Process Monitoring: ongoing assurances that all processes remain in a state of control through requalification/revalidation partial or complete to accompany for instance update or upgrade.
The written documentation must include such as protocol approval, objective, acceptance criteria, scope, reason, revalidation, responsibilities, reference documents, procedure, deviations, conclusion, report and its approval.