LPL Financial Holdings Inc. Insider Trading & Ownership Structure - Simply Wall St (2024)

Table of Contents

Recent Insider Transactions Ownership Breakdown Top Shareholders

Who are the major shareholders and have insiders been buying or selling?

Recent Insider Transactions

NasdaqGS:LPLA Recent Insider Transactions by Companies or Individuals
Date	Value	Name	Entity	Role	Shares	Max Price
26 Feb 24	SellUS$3,035,697	Greg Gates	Individual		11,401	US$267.87
02 Nov 23	SellUS$429,174	Aneri Jambusaria	Individual		1,930	US$222.37

Insider Trading Volume

Insider Buying: Insufficient data to determine if insiders have bought more shares than they have sold in the past 3 months.

Ownership Breakdown

What is the ownership structure of LPLA?
Owner Type	Number of Shares	Ownership Percentage
State or Government	50,454	0.0675%
Individual Insiders	576,443	0.771%
General Public	1,005,952	1.35%
Institutions	73,123,750	97.8%

Dilution of Shares: Shareholders have not been meaningfully diluted in the past year.

Top Shareholders

Top 25 shareholders own 58.11% of the company

Ownership	Name	Shares	Current Value	Change %	Portfolio %
9.62%	The Vanguard Group, Inc.	7,187,868	US$1.5b	2%	0.02%
7.09%	BlackRock, Inc.	5,302,759	US$1.1b	-12.7%	0.02%
3.52%	FMR LLC	2,628,075	US$540.6m	-15.8%	0.03%
3.46%	Kayne Anderson Rudnick Investment Management, LLC	2,589,793	US$532.7m	9.9%	1.16%
3.4%	Janus Henderson Group plc	2,542,185	US$523.0m	-1.3%	0.21%
2.81%	T. Rowe Price Group, Inc.	2,099,916	US$432.0m	-11.6%	0.04%
2.53%	Boston Partners Global Investors, Inc.	1,894,416	US$389.7m	6.92%	0.25%
2.28%	State Street Global Advisors, Inc.	1,702,972	US$350.3m	-0.41%	0.01%
2.25%	Lone Pine Capital LLC	1,685,070	US$346.6m	0%	2.54%
2.23%	WCM Investment Management, LLC	1,663,718	US$342.2m	-1.96%	0.52%
2.13%	Capital Research and Management Company	1,594,909	US$328.1m	-0.14%	0.02%
1.87%	Geode Capital Management, LLC	1,400,357	US$288.1m	2.31%	0.02%
1.6%	Samlyn Capital, LLC	1,194,715	US$245.8m	8.01%	4.24%
1.33%	Clarkston Capital Partners, LLC	992,615	US$204.2m	-25.6%	3.87%
1.24%	Norges Bank Investment Management	928,886	US$191.1m	5.45%	0.02%
1.18%	Massachusetts Financial Services Company	884,630	US$182.0m	11.3%	0.04%
1.18%	TD Asset Management, Inc.	881,175	US$181.3m	-20.2%	0.13%
1.13%	BNY Asset Management	841,747	US$173.2m	-6.18%	0.03%
1.08%	Morgan Stanley Investment Management Inc.	804,883	US$165.6m	21.2%	0.12%
1.05%	Darlington Partners Capital Management, LP	783,290	US$161.1m	9.55%	7.83%
1.05%	Dimensional Fund Advisors LP	782,006	US$160.9m	8.28%	0.03%
1.04%	UBS Asset Management AG	776,522	US$159.7m	25.7%	0.02%
1.04%	Canada Pension Plan Investment Board	774,901	US$159.4m	-1.13%	0.1%
1.04%	Manulife Asset Management	774,175	US$159.3m	31.1%	0.12%
0.97%	Toronto-Dominion Bank, Banking Investments	726,291	US$149.4m	-25%	0.22%