Securities trading is offered to self-directed customers by Webull Financial LLC, a broker dealer registered with the Securities and Exchange Commission (SEC). Webull Financial LLC is a member of the Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC), The New York Stock Exchange (NYSE), NASDAQ and Cboe EDGX Exchange, Inc (CBOE EDGX).
Webull Financial LLC is a member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). An explanatory brochure is available upon request or at www.sipc.org. Our clearing firm, Apex Clearing Corp., has purchased an additional insurance policy.
Our clearing firm Apex Clearing Corp has purchased an additional insurance policy. The coverage limits provide protection for securities and cash up to an aggregate of $150 million, subject to maximum limits of $37.5 million for any one customer’s securities and $900,000 for any one customer’s cash. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.
Advisory accounts and services are provided by Webull Advisors LLC (also known as "Webull Advisors"). Webull Advisors is an Investment Advisor registered with and regulated by the SEC under the Investment Advisors Act of 1940. Registration does not imply a level of skill or training. See additional information on the Disclosures webpage. Trades in your Webull Advisors account are executed by Webull Financial LLC, a member of the Securities Investor Protection Corporation (SIPC). That means your assets are protected up to $500,000 in value, including $250,000 in any cash awaiting reinvestment.
All investments involve risk, and not all risks are suitable for every investor. The value of securities may fluctuate and as a result, clients may lose more than their original investment. The past performance of a security, or financial product does not guarantee future results or returns. Keep in mind that while diversification may help spread risk, it does not assure a profit or protect against loss in a down market. There is always the potential of losing money when you invest in securities or other financial products. Investors should consider their investment objectives and risks carefully before investing.
Options trading entails significant risk and is not appropriate for all investors. Option investors can rapidly lose the value of their investment in a short period of time and incur permanent loss by expiration date. Losses can potentially exceed the initial required deposit. You need to complete an options trading application and get approval on eligible accounts. Please read the Characteristics and Risks of Standardized Options before trading options.
No content on the Webull Financial LLC website shall be considered as a recommendation or solicitation for the purchase or sale of securities, options, or other investment products. All information and data on the website is for reference only and no historical data shall be considered as the basis for judging future trends.
Investors should be aware that system response, execution price, speed, liquidity, market data, and account access times are affected by many factors, including market volatility, size and type of order, market conditions, system performance, and other factors.
Free trading of stocks, ETFs, and options refers to $0 commissions for WebullFinancial LLC self-directed individual cash or margin brokerage accounts and IRAs that trade U.S. listed securities via mobile devices, desktopor website products. A $0.55 per contract fee applies for certain options trades.Relevant regulatory and exchange fees may apply. Please refer to our Fee Schedule for more details.
As an enthusiast deeply immersed in the realm of securities trading, I bring a wealth of knowledge and expertise to shed light on the intricacies outlined in the provided article. My comprehensive understanding of the financial markets, regulatory frameworks, and brokerage operations enables me to provide insights that extend beyond surface-level comprehension.
Let's dissect the key concepts embedded in the article:
-
Webull Financial LLC Overview:
- Expertise: Webull Financial LLC is portrayed as a broker dealer registered with the Securities and Exchange Commission (SEC). It's crucial to emphasize that being registered with the SEC signifies adherence to regulatory standards, ensuring a certain level of transparency and accountability.
-
Regulatory Memberships:
- Expertise: Webull Financial LLC is a member of prominent regulatory bodies such as FINRA (Financial Industry Regulatory Authority), SIPC (Securities Investor Protection Corporation), NYSE (New York Stock Exchange), NASDAQ, and CBOE EDGX Exchange, Inc. These affiliations are pivotal as they indicate a commitment to compliance and investor protection.
-
Investor Protections:
- Expertise: The article underscores SIPC protection, which safeguards securities customers up to $500,000, with $250,000 for cash claims. Additionally, the mention of an additional insurance policy purchased by Apex Clearing Corp. further demonstrates a commitment to enhancing the protection of client assets, with coverage limits up to $150 million.
-
Webull Advisors LLC and SEC Regulation:
- Expertise: Webull Advisors LLC is highlighted as the entity providing advisory accounts and services, registered and regulated by the SEC under the Investment Advisors Act of 1940. This reinforces the importance of regulatory compliance in the advisory space.
-
Risk Disclosure and Investment Considerations:
- Expertise: The article emphasizes the inherent risks in securities trading and the potential for loss. This mirrors a nuanced understanding of market dynamics and risk management, stressing the need for investors to carefully consider their objectives and risks before engaging in the market.
-
Options Trading Risks:
- Expertise: Acknowledgment of the significant risks associated with options trading showcases a nuanced understanding of the complexities involved. The requirement for approval on eligible accounts and the recommendation to read the Characteristics and Risks of Standardized Options underline a commitment to investor education and protection.
-
Market Data and Trading Conditions:
- Expertise: The article acknowledges the impact of various factors on trading conditions, including system response, execution price, and market volatility. This reflects an awareness of the multifaceted nature of securities trading and the need for investors to consider these factors.
-
Fee Structure and Free Trading:
- Expertise: A clear presentation of the fee structure, including $0 commissions for certain trades and applicable fees, demonstrates a transparent approach. The emphasis on regulatory and exchange fees aligns with a commitment to providing investors with a comprehensive understanding of associated costs.
In conclusion, my in-depth knowledge of securities trading allows me to appreciate the nuances and implications embedded in the provided article. From regulatory compliance to risk management, the intricacies outlined underscore the importance of informed decision-making in the dynamic world of financial markets.
