Past performance is no guarantee of future results. Investment returns and principal value will fluctuate with changes in market conditions. Investors' units, when redeemed, may be worth more or less than their original cost.
This information does not constitute an offer to sell or a solicitation of any offer to buy: nor shall there be any sale of these securities in any state where the offer, solicitation, or sale is not permitted.
Principal Investment StrategyUnder normal circ*mstances, the Trust will invest at least 80% of the value of its assets in shares of ETFs. The Trust is comprised of ETFs and ETNs across three different asset classes:
The Trust has been designed to provide investors with broad diversification by investing in three different, low correlated asset classes to potentially reduce volatility in a rising inflationary environment. The portfolio is constructed to provide investors with broad diversification by investing in ETFs that invest in common stocks of various market capitalizations, growth and value styles, sectors and countries as well as taxable and government bonds. The Trust’s investments in ETNs is diversified across various types of commodity-linked notes. |
Selection CriteriaThe Sponsor, with the assistance of Guggenheim Partners Investment Management Inc. ("GPIM") has selected a portfolio of ETFs and ETNs believed to have the best potential for capital appreciation and the potential for current income. As of the Trust’s initial date of deposit (the “Inception Date”), the asset classes represented in the portfolio will be approximately weighted as follows: common stock funds, 60%; commodities notes, 20%; and fixed-income funds, 20%. When selecting the ETFs for the Trust, the Sponsor considers a number of factors including, but not limited to, the size, liquidity and daily trading volume, the current dividend yield, the strategy and investment objective, the securities held by the ETF, the expense ratio and limitations on the overlap of the underlying securities held by the ETFs. When selecting the ETNs for the Trust, the Sponsor considers a number of factors including, but not limited to, the credit quality of the issuer, the size, liquidity and daily trading volume and the type of commodity exposure the ETN intends to provide. Guggenheim Partners Investment Management, LLC Guggenheim Partners Investment Management, LLC, is a wholly-owned subsidiary of Guggenheim Partners, LLC, which offers financial services expertise within its asset management, investment advisory, capital markets, institutional finance and merchant banking business lines. Clients consist of an elite mix of individuals, family offices, endowments, foundations, insurance companies, pension plans and other institutions that together have entrusted the firm with supervision of more than $100 billion in assets. A global diversified financial services firm, Guggenheim Partners, LLC office locations include New York, Chicago, Los Angeles, Miami, Boston, Philadelphia, St. Louis, Houston, London, Dublin, Geneva, Hong Kong, Singapore, Mumbai and Dubai. |
Risks and Other ConsiderationsAs with all investments, you may lose some or all of your investment in the Trust. No assurance can be given that the Trust’s investment objective will be achieved. The Trust also might not perform as well as you expect. This can happen for reasons such as these:
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Please see the Trust prospectus for more complete risk information.
Unit Investment Trusts are fixed, not actively managed and should be considered as part of a long-term strategy. Investors should consider their ability to invest in successive portfolios, if available, at the applicable sales charge. UITs are subject to annual fund operating expenses in addition to the sales charge. Investors should consult an attorney or tax advisor regarding tax consequences associated with an investment from one series to the next, if available, and with the purchase or sale of units. Guggenheim Funds Distributors, LLC does not offer tax advice.