FAQs
Call us on 0800 111 6768 (freephone) or 0300 500 8082 from the UK, or +44 207 066 1000 from abroad. Calls using next generation text relay, please call us on (18001) 0207 066 1000. We are open Monday to Friday, 8am-6pm, and Saturday 9am-1pm.
What is the US version of FCA? ›
The United Kingdom (UK) Financial Conduct Authority (FCA) and the United States (US) Securities and Exchange Commission (SEC) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK's withdrawal from the European Union (EU).
What is the FCA handbook? ›
Financial Conduct Authority. Reader's Guide: An introduction to the Handbook. 1 What is the Handbook? The Handbook sets out the FCA's legislative and other provisions made under powers given to them by the Financial Services and Markets Act 2000, as amended (FSMA).
What FCA Handbook deals with complaints? ›
DISP 1.3 Complaints handling rules - FCA Handbook.
How do I log a complaint to the FCA? ›
Report a concern to the whistleblowing team
If you work at an issuer or regulated firm and wish to confidentially report that a firm or individual is involved in a potential breach of our rules or other wrongdoing, email [email protected] or call 020 7066 9200. Find out more about whistleblowing.
Where is the FCA US headquarters? ›
What is FCA USA? ›
FCA US LLC designs, engineers, manufactures, and sells vehicles. The Company offers passenger cars, utility vehicles, mini-vans, trucks and commercial vans, as well as distributes automotive service parts and accessories. FCA US serve clients in the United States.
Who is the approved person for the FCA handbook? ›
a person in relation to whom the FCA or the PRA has given its approval under section 59 of the Act (Approval for particular arrangements) for the performance of a controlled function.
Do I need FCA regulation? ›
Depending on the circ*mstances, businesses that carry out activities such as the following could potentially be subject to regulation by the Financial Conduct Authority (FCA): allowing their customers to purchase goods/services on deferred payment terms; and. introducing their customers to insurance firms.
What is the duty of responsibility FCA Handbook? ›
Under the duty of responsibility, we and the PRA can take enforcement action against Senior Managers if they are responsible for the management of any activities in their firm in relation to which their firm contravenes a regulatory requirement, and they do not take such steps as a person in their position could ...
Contact details
- Main Telephone: 0800 111 6768.
- Main Telephone: 0800 111 6768.
- Website: fca.org.uk.
- Helpline: 0300 500 8082.
- Helpline: 0300 500 8082.
- Email: [email protected].
- Opening hours. Mon to Fri 8am - 6pm. Saturdays 9am to 1pm.
- Cost: Free.
If you're worried about a scam, you can report it to us. If you want to complain about us, or another regulator, you can do so online. If you want to report wrongdoing in your workplace, find out about our whistleblowing process. If you want to complain about a firm in the European Economic Area (EEA), find out how.
What does the FCA investigate? ›
The law allows the FCA to investigate and seek information from authorised firms and their staff (and in some cases, people not within the regulated sector) where there is an alleged breach of their rules.
How to make a complaint? ›
Be clear and brief
- Cover all the relevant points but be as brief as you can. ...
- Make it easy to read by using numbered lists and headings to highlight the important issues.
- Give your contact telephone and email details, as well as your address.
The FCA requires regulated firms to have procedures in place to receive and respond to 'reportable concerns' from any person in relation to the activities of that firm. A reportable concern includes: Anything that would be the subject-matter of a 'protected disclosure', including breaches of rules.
How do I notify FCA? ›
Regulated firms and Insolvency Practitioners can complete this form to notify the FCA of an event that has occurred or will occur in the foreseeable future. Please provide as detailed a notification as possible to ensure that the correct team is handling your case.
What is the equivalent of FCA incoterm? ›
Is FCA same as CFR? ›
This table highlights the key differences between CFR (Cost and Freight) and FCA (Free Carrier), providing a quick reference for understanding each term's implications on responsibility, cost, and control. The seller is in charge of the goods until they are loaded onboard the vessel.
What are the two types of FCA? ›
There are two types of FCA authorisation. A consumer credit firm must choose whether to apply to the FCA for a “Full” or a “Limited” permission.
What is the difference between FCA and DAP? ›
What is the difference between FCA and DAP? DAP (delivered at place) is an Incoterms rule that sits at the opposite end of the buyer-seller responsibility spectrum. Under FCA, the buyer will handle many of the aspects of the shipment, while under DAP, the seller will handle all except import duties and taxes.
